Job Description

Sr Risk Analyst

Employment Type

Permanent

Location

TORONTO, Ontario

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Job Description:

Assess risk exposure of regulated investment dealers and mutual fund dealers, with a focus on financial stability and insolvency risk.

Analyze financial statements and regulatory filings, identifying areas of concern and monitoring firms facing operational or capital challenges.

Support quarterly and special risk assessments, including validating model inputs, performing calculations, and preparing detailed reports.

Provide insights and recommendations on industry developments, new products, and regulatory policy changes that may affect systemic risk.

Collaborate with regulators and industry stakeholders to address capital and risk-related issues.

Assist in insolvency proceedings for Member Firms, including data analysis, reporting, and support for resolution efforts.

Prepare presentations and briefing materials for management and committees, highlighting key risks and recommended actions.

Contribute to ad-hoc reviews and projects, ensuring effective oversight of risk across the membership base.

TMGNY

Job Requirements:

5+ years of relevant experience in capital markets, risk assessment, or regulatory environments.

Strong knowledge of CIRO capital rules, investment industry practices, and risk frameworks.

Professional designation such as CPA (or in progress), plus completion of the Canadian Securities Course (CFO Qualifying Exam is an asset).

Proven analytical, financial modeling, and reporting skills within a confidential, detail-oriented environment.

Excellent written and verbal communication, with the ability to engage senior stakeholders.

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Sr Risk Analyst